от компании (организации): Брокеркредитсервис в городе (населённом пункте): Москва, Россия
в отрасли экономики "Банки, инвестиции, лизинг" → "Инвестиционная компания"
с заработной платой: по договоренности
Вакансия № 15914717 добавлена в базу данных сайта Работа в Москве и Московской области (МО, Подмосковье): Четверг, 29 августа 2024 года.
Дата обновления вакансии № 15914717 на сайте Работа в Москве и Московской области (МО, Подмосковье): Понедельник, 23 сентября 2024 года.
Обращаем Ваше внимание, что на момент обращения к работодателю вакансия № 15914717 может быть уже занята. Администрация сайта Работа в Москве и Московской области (МО, Подмосковье) приносит извинения за доставленные неудобства.
Требования к опыту работы:
3–6 лет
Тип занятости:
полная занятость
График работы:
полный день
Дополнительные сведения о вакансии: Regulatory Compliance Officer (BCS Global Markets, Moscow)
BCS Global Markets is the Global Markets and Investment Banking division of BCS Financial Group. Thanks to reasonable development strategy, use of innovative technologies and high-potential experts, BCS has become a leading Russian investment and brokerage company. BCS Financial Group has more than 4,500 employees working in more than 130 offices and representative offices.
BCS Global Markets was established to build an institutional business and to boost existing strengths in the Russian markets. Since June 2012 company offers prime services and global markets business lines to institutional clients in Russia and internationally.
We offer services to institutional clients worldwide through major hubs located in Russia, Cyprus, UK and USA:
- Russia, Novosibirsk / Moscow — BCS Financial Group, operating since 1998;
- Cyprus — BCS (Cyprus) Ltd, European licensed broker, member of the LSE, operating since 2004;
- UK, London — BCS Prime Brokerage Ltd (UK), licensed in 2013;
- USA, New York — BCS Americas Inc., operating since 2016.
Responsibilities:
- implement compliance monitoring program, participate in incidents management, perform qualitative and quantitative compliance risk assessment in the area of expertise
- review and sign off new products and services, monitor products throughout their lifecycle
- analyse changes in Russian laws and/or regulations that impact the branch
- develop, monitor and assess the adequacy and effectiveness of the measures and procedures put in place and designed to detect any risk of failure by the branch to comply with its obligations under the Russian regulatory framework
- implement and improve compliance procedures in order for the branch to comply with key Russian regulatory requirements
- develop, monitor and assess the adequacy and effectiveness of the measures and procedures put in place and designed to identify, fairly and effectively manage any conflicts of interest
- review company’s contracts in support of regulated activities (outsourcing), escalate compliance risks and make proposals to ensure compliance
- participate in compliance audits, prepare reports, monitor remedial action
Key requirements:
- requisite professional certification
- at least 3 years of proven experience in compliance, risk management, internal audit or similar control functions
- deep knowledge of Russian legislation and regulation relating to banking services and financial services, including regulations and guidance of the Federal Financial Markets Service and the Bank of Russia pertaining to compliance, risk management and capital requirements
- deep knowledge of banking and financial services processes and technologies
- fluent English
Terms:
- participation in ambitious projects, opportunities for professional growth
- job in a stable and rapidly growing company
- official employment in accordance with Russian legislation,
- competitive compensation,
Откликнуться на эту вакансию: Regulatory Compliance Officer (BCS Global Markets, Moscow)
Предыдущая вакансия:
Вакансия № 15914712 на должность Руководитель/Ведущий специалист по алгоритмической торговле от компании ООО Инвестиционная компания Фридом Финанс в городе (населенном пункте) Москва