от компании (организации): ВТБ Капитал в городе (населённом пункте): Москва, Россия
в отрасли экономики "Юристы" → "Compliance"
с заработной платой: по договоренности
Вакансия № 16950537 добавлена в базу данных сайта Работа в Москве и Московской области (МО, Подмосковье): Пятница, 20 сентября 2024 года.
Дата обновления вакансии № 16950537 на сайте Работа в Москве и Московской области (МО, Подмосковье): Понедельник, 11 ноября 2024 года.
Обращаем Ваше внимание, что на момент обращения к работодателю вакансия № 16950537 может быть уже занята. Администрация сайта Работа в Москве и Московской области (МО, Подмосковье) приносит извинения за доставленные неудобства.
Требования к опыту работы:
3–6 лет
Тип занятости:
полная занятость
График работы:
полный день
Дополнительные сведения о вакансии: Compliance Advisor
VTB Group’s Corporate Investment Business is a leader in the international investment banking sector in Russia. VTB Capital has achieved significant results since it was founded in 2008 and has carved out a reputation of a reliable business partner for clients from around the world. VTB Capital operates in London, Hong Kong, Singapore, Zug, Frankfurt am Main, Sofia and Vienna, with headquarters in Moscow.
Principal Responsibilities:
General purposes:
Further development and maintenance of compliance functions covering the following risk areas:
- Marketing, sales and trading conduct;
- Conflicts of interest and informational barriers;
- Personal conflicts of interest including outside business positions;
- Client insider trading and market manipulation (in accordance with the international standards);
- Ethical standards and personal account dealing.
The position assumes providing a compliance support both to Moscow and to the overseas offices including London, Zug, Hong-Kong and other locations to ensure adherence of the internal procedures to the local and international compliance requirements.
Functions:
- To participate in reviewing adherence of the business activity of JSC VTBC and other companies being under JSC’s coverage to compliance risks related requirements and standards, perform additional monitoring of areas where high risks may be identified;
- To participate in maintenance of the Control Room activities including:
- identification and prevention of the clients and personal conflicts of interests (review of projects, transactions, NDAs, OBIs etc.),
- control the confidential information flow, information barriers setup,
- maintenance of the watch and restricted lists,
- regular update of the deals database,
- monitoring of potential restrictions which can be applied to JSC VTBC and other companies being under JSC’s coverage;
- To participate in analysis of new products’ setup and review of new agreements and other documents from Compliance risks perspective;
- To assist Compliance colleagues with different activities aimed to control adherence of business activities and employees behavior to the regulatory and internal requirements / act as a back-up of activities intended for i.e.:
- compliance with the corporate business principles and code of ethics,
- counteraction to misuse of the inside information and insider dealing,
- compliance with FATCA and CRS requirements,
- anti-bribery and corruption,
- mitigation of conflicts of interests,
- compliance of marketing materials with the local regulatory and internal policies requirements, international market standards;
- To develop new and update the existing global and local policies and procedures;
- To implement VTB Group’s compliance requirements;
- To submit Compliance reports on a regular basis, respond on the follow-up questions;
- To consult internal clients on any raised questions within the area of responsibility;
- To participate in increasing the staff awareness of Compliance requirements and procedures, the main compliance risks and mitigation measures by providing regular trainings, sending reminders, knowledge testing within the area of responsibility.
Key Competencies & Qualifications
- Higher education;
- Knowledge of the international and Russian legislation on financial markets;
- Practical experience (5 years and more) in Compliance or AML function within a financial institution;
- Knowledge of the international Compliance standards as a plus;
- Upper-intermediate skills in English;
- Advanced PC user;
- FSFR certificates 1.0 as a plus
Benefit package
- Official employment
- Competitive salary
- Professional training and development
- Voluntary medical insurance for employee and their family members, life and health insurance, banking products on attractive terms
- Sport and corporate events
- Ability to build your career in the leading Russian investment bank
Откликнуться на эту вакансию: Compliance Advisor
Предыдущая вакансия:
Вакансия № 16950535 на должность Менеджер по комплаенсу от компании ДИКСИ. Офис в городе (населенном пункте) Москва