от компании (организации): ANCOR FinTech в городе (населённом пункте): Москва, Россия
в отрасли экономики "Банки, инвестиции, лизинг" → "Финансовый мониторинг"
с заработной платой: по договоренности
Вакансия № 9177577 добавлена в базу данных сайта Работа в Москве и Московской области (МО, Подмосковье): Вторник, 17 сентября 2024 года.
Дата обновления вакансии № 9177577 на сайте Работа в Москве и Московской области (МО, Подмосковье): Пятница, 27 сентября 2024 года.
Обращаем Ваше внимание, что на момент обращения к работодателю вакансия № 9177577 может быть уже занята. Администрация сайта Работа в Москве и Московской области (МО, Подмосковье) приносит извинения за доставленные неудобства.
Требования к опыту работы:
3–6 лет
Тип занятости:
полная занятость
График работы:
полный день
Дополнительные сведения о вакансии: Senior Compliance Officer
Responsibilities :
- Continuously develop and execute against customer activity monitoring (CAM) program from Compliance perspective. CAM program mitigates (via identifying/detecting patterns, developments and changes that are related to the customer’s behaviour, activities and transactions) the relevant customer related risks identified in the KYC Systematic Integrated Risk Assessment (SIRA).
- Engage in annual KYC SIRA to advise on CAM related controls. Take part in CAM risk assessment to ensure the risk scenarios as identified in the KYC SIRA are further developed into automated or manual CAM controls (i.e. translated into customer activity).
- In case of changes required in CAM automated or manual pre- and post-transaction monitoring, prepare / validate technical tasks for IT development in CAM.
- Review of existing CAM parameters and assessing the CAM data integrity.
- Analyze and draw substantiated professional dispositions over CAM hits, ensure appropriate actions are taken with respect to unusual patterns, actions are followed up and incase concerns still remain they are escalated to MLRO for review and final decision making.
- Take active role in CAM projects. Liaise with project teams on CAM structural solutions and transaction look-back, provide relevant (2nd line of defense) user acceptance testing of etc.
- Advise employees on Compliance risk management thereby helping Bank to carry on business successfully and in conformity with external and internal standards;
- Proper implementation of new or updated Compliance policies (actively providing feed-back to new initiatives, gap analysis, updates of local procedures, awareness and training);
- Compliance monitoring: drive review, keep up to date and execute against Compliance Chart and Compliance monitoring, including tests of effectiveness and tests of design. Quality of CDD & Customer Activity Monitoring; correspondent banks, by means of spot checks on clients transactions, clients files etc. Act as challenger of first line of defense monitoring activities;
- Reporting of and responding to compliance risk related incidents. Action-tracking of the resolution of Compliance-related audit or regulatory findings and related actions. Ensure transparency of all Compliance related topics in Bank’s risk management system, focus on the quality of data in the system and follow-up on the actions agreed;
- New product and business initiatives: analysis of the appropriateness of controls designed to manage Compliance risks, provide recommendations and collaborate with the business on developing mitigating controls etc.;
- Liaison with relevant regulators and provision to regulators of non-financial reports required by regulators. Be contact point in terms of regulatory interactions.
Requirements : - 5+ years of MLRO / Financial Crime Compliance experience in financial services (international experience is a preference);
- Positive experience in automation of compliance monitoring and reporting systems
- Strong knowledge of international commercial banking & financial markets products (retail is a favorable addition) and ability to manage entailed Compliance risks;
- Strong knowledge of local AML legislation (115-FZ, 499-P, 375-P, 321-P (4936-U), 600-P, 443-P (655-P) etc.)
- Qualified in Russia as a Money Laundering Reporting Officer (MLRO) or as a member of MLRO’s team;
- Team player, strategic thinker, self-driven, proactive, result oriented, able to work with workloads and deadlines, strong communication skills (including in English);
- Track record of implementing / modifying / maintaining strong CAM program;
Откликнуться на эту вакансию: Senior Compliance Officer
Предыдущая вакансия:
Вакансия № 9177573 на должность Специалист службы финансового мониторинга (мониторинг внешне-экономической деятельности) от компании Тинькофф в городе (населенном пункте) Москва